IMS Consulting is the largest independent compliance consultancy in the UK focusing solely on the asset management and securities industries. Since 1996 IMS consulting have been providing their clients with solutions to all types of compliance issues: from high-level organisational risk management arrangements, to detailed process analysis. Their experienced professionals support more than 200 investment businesses across the asset management and securities industries.
IMS Consulting's consultants provide a full range of compliance management services that can play a vital role in helping our clients meet their regulatory responsibilities and allow them to focus on their businesses. They help companies prepare for registration or authorisation, provide outsourced compliance management, perform regulatory risk management and infrastructure analysis and offer due diligence services and compliance training.
As a UK employer you should be aware of your employees' employment rights which, if breached, could lead to hefty financial penalties by the Employment Tribunal.
Download a summary of our services here.